In chapter one we almost immediately see the typical gothic plot device of a deathbed scene. Frankenstein's mother is caring for her sick father, a friend of Frankenstein's father, and he dies in her arms. She becomes a stereotypical heroine by being brave and trying to continue with her life. She is found by Frankenstein's father, who sees her weeping "bitterly" over her father's coffin. He places her with a female relative until she is of age. They then marry and travel around Europe. Caroline continues to help people, as she feels it is her duty. This is typical heroine behaviour, being good and virtuous. She is a wealthy heroine, so therefore is expected to be charitable, helpful and caring.
When Caroline meets Elizabeth, she singles her out as soon as she sees her. This is due to her features. They are blonde, angelic and virtuous, unlike the other children in the family. Elizabeth is different to look at so it distinguishes her status. She is of a higher class than the family she has been brought up in, so it is only right that she should look different, which is why Caroline spotted her first. Her "gold" hair implies her riches, and loved by everyone, she is described as an "angel", and "celestial". The young Frankenstein feels it is his right to protect her, and that she is an object to be look after with the utmost care. Elizabeth's mother died in childbirth, and she was brought up in another family. This is a typical gothic device for creating possible heroines.
The tableau scene of "five hungry babies" is showing Caroline what type of place she is in as soon as she enters. It is run down, shabby and the family is poor. They lost their money through no fault of their own, just as Elizabeth's father did. She feels sorry for them, and tries to help them. Again, this is heroine behaviour.
Elizabeth grows up in Frankenstein's family, and both she and Victor have the benefit of loving parents who both want them to do well. She learns to appreciate nature, and the beauty of it. This is a gothic plot device to show whether someone is a good person or not. Elizabeth is perfect heroine material due to her looks, behaviour and appreciation of nature. She is referred to biblically and religiously, "cherub" and "celestial".
Frankenstein begins now to show an interest in science, and "the hidden laws of nature". His closest friend, Henry Clerval, was however the opposite of him. Clerval is more like Elizabeth, in that he is interested in reading, poetry, and the romantic side of nature. He seems to balance Frankenstein out. Frankenstein wants to discover "the secrets of heaven and earth", and the secrets of creation. He believes that fate has told him that it is his fate to discover these things, so he reads any books he can find on the subject. He shows these to his father who scorns them.
But as he doesn't explain why the books are useless Frankenstein only becomes even more determined. He wants to have the same 'Godlike' recognition that Walton does now. Frankenstein wants to be able to cure man of all disease and make humans indestructible. They are extremely alike in their desires for recognition and wanting to achieve something others haven't before.
The Evolution of Frankenstein
Not so long ago, relative to the world at large, in picturesque Geneva not so far from Lake
Leman, Mary Wollstonecraft Shelley took part in a not so commonplace "contest". The contest
was to write a ghost story. The outcome was Frankenstein; what is considered today to be a
classic, one of the first science fiction tales, and a story immortalized many times over in film.
And what at its inception was considered little more than the disturbed and ill conceived writings
of a woman by some, and a noble if misplaced effort by others. Critical readings of the novel have
grown over time to encompass more aspects of the critical range and to allow for a broader
reading and understanding of the work which accounts for more than merely face value formal,
rhetorical, mimetic or expressive theories alone.
In March of 1818, the same year Frankenstein was published, The Belle Assemblee
magazine reviewed Frankenstein. In its opening paragraph states "..that the presumptive works of
man must be frightful, vile, and horrible; ending only in discomfort and misery to himself. But will
all our readers understand this?". Clearly this reviewer is, in some part, taking into account
rhetorical theories. The analysis given is in the interests of the reader, so that they might better be
able to appreciate the work. As well, credit is given to formal aspects of the work, the
"excellence of its style and language" as well as "its originality, excellence of language, and
peculiar interest".
Though this review was brief, and did little more than summarize the book for interested
readers of the time, it did what many others did not, in that it focused on Frankenstein as an
original work that offered something new to readers of the time. Further reviews, from sources
such as Blackwood's Edinburgh Magazine allowed the author, whose identity was not known for
certain at the time, some small leeway in their criticisms. Though they too agreed that the formal
style of Frankenstein was unique and praiseworthy, strictly mimetic theories are taken into
account in matters they consider inconsistent within the novel, particularly as they pertain to the
nature of the monster. It is looked upon as non-reflective of the way of the real world, that a
monster such as that should be able to roam the country side unnoticed for so long, or learn to
speak and enjoy novels such as Paradise Lost or Plutarch's Lives. This sentiment is echoed in
The Belle Assemblee's review, calling it "prolix and unnatural".
One of the recurrent themes in early critical reception of the novel was the morality, or
perceived lack thereof, within the work. The Quarterly Review, proffered a particularly harsh
review, going so far as to say it "inculcates no lesson of conduct, manners, or morality; it cannot
mend, and will not amuse its readers, unless their taste have been deplorably vitiated". This
review, like many others of the era, was very concerned with the final message imparted to the
audience, which follows the strong rhetorical tradition of the times. What was lost on these
reviewers however, and seems to be clear to many modern day reviews of the work, is that there
is a clear and strong moral message ingrained in the text. The very sub-title of the work, The
Modern Prometheus is practically self explanatory in that manner, likening the character of Victor
Frankenstein to the Titan Prometheus, who overstepped his bounds and stole fire from the gods.
Frankenstein's character makes the same leap of decency and morality into creating life from
death, playing with his own gods, and suffering the consequences. This very well could have been
lost on the critics of the day amidst what is admitted by many to be a fairly melodramatic text, and
a very new and bizarre tale. This combined with rumors that Percy Shelley had written the work,
an author who many critics looked upon as blasphemous in his own works, perhaps made some
apprehensive of ascribing moral worth to the story.
Possibly as a result of the passage of times, the rhetorical take on moral meaning in the
novel has adapted to allow room for what was, more than likely, Shelley's intention from the
outset, that the readers should be able to take away from the story a clear message about the
nature of man and his place.
Another concern by many critics was that audiences would have no understanding of the
subject matter. Moreover, some zealous critics went so far as to say there was nothing to
understand, as The Quarterly Review chose to paraphrase it "'a tale told by an idiot, full of sound
and fury, signifying nothing--'. At the same time however, it was lauded by Blackwood's as
being written in "plain and forcible English... the ideas of the author are always clearly as well as
forcibly expressed".
Of the more bizarre criticisms are those that deal with the "inconsistencies" within the
novel. These criticisms are of the way in which events in the novel are seen to poorly reflect the
real world; their lack of mimesis. Blackwood's, who generally received the book well use the
words "improbable and overstrained" to describe the manner in which the monster learns
language. The Literary Panorama and National Register begins their entire review by calling the
novel a "feeble imitation of one that was very popular in its day, -- the St.Leon of Mr. Godwin".
They go on to point out what, in their view, are glaringly unrealistic inconsistencies, such as the
monster walking soon after its "birth" and then learning to read a mere year later. The problem
here, of course, is that Frankenstein endowed the creature with life, not the faculties it would
require to walk about and learn. This form of strict mimetic criticism makes little room for the
suspension of disbelief and seems to want to liken every aspect of the work to real life, as though
the fictional creation of a monster and its development should parallel the real creation and
development of a child. What these critics failed to appreciate, and what perhaps modern day
critics can be all the more appreciative of due to the huge presence of horror, science fiction and
fantasy in literature, is that these genres cannot follow strictly mimetic principles because they are
introducing unrealistic elements into the real world. Such criticisms can aptly be applied to
consequences within fantastic works, but not to the fantastic elements therein, because there is
simply no basis for comparison. These sorts of criticisms of the "unrealistic" nature of the
monster are all but impossible to find in modern criticism, which seems to have developed a sense
of the fantastic since this time and is willing to accept the fiction along with the science.
At the time of its publication, Frankenstein was an anonymously penned work. Rumors
began floating around that perhaps Percy Shelley had written it, and then in time it came to light
that his wife had, in fact, written the novel. When the authorship was still unknown, some critics
still took it upon themselves to speculate about the faculties of mind and soul that would prompt
an author to create such a work, leading The Quarterly to decide the style leaves one in doubt of
whether "the head or the heart of the author be more diseased". This type of criticism, leaning
towards the expressive, also has roots in what would today be considered psychoanalytic
criticism; pondering the motivations of the author. But, clearly, at its inception, the foundations
of psychoanalysis were not present and, rather than speculate on what psychological roots helped
spawn such a novel, it was more appropriate to deem it the result of a disturbed heart or mind.
However, there were a number of circumstances in Mary's own life that, through even preliminary
psychoanalytic interpretation, reflect on themes in the novel. The ideas of marriage, family and
responsibility, as well as creation (or procreation) expressed in Frankenstein apparently parallel
Shelley's own experiences with these themes as stated in the Essay Marriage and Mary Shelley by
Arthur Paul Patterson; from her anti-matrimonial parents' viewpoints, to her own marriage with
Percy Bysshe Shelley by way of eloping against her father's wishes, and the loss of several of her
children shortly after their birth, her life was wrought with these themes and clearly she expressed
many of them in her writing.
When it came to the attention of The British Critic that a woman had written the novel,
they called it an "aggravation of that which is the prevailing fault of the novel", this after stating
that the "diseased and wandering imagination, which has stepped out of all legitimate bounds, to
frame these disjointed combinations and unnatural adventures, might be disciplined into something
better". Both of these criticisms dismiss the author almost outright, again questioning the mental
faculties of a person who could create a work such as this, and further degrading her sex as an
aggravation of what is already wrong with the book.
Modern criticisms, particularly feminist criticisms, view Shelley's sex as an asset to the
work, having allowed her unique perspective on the relation between men and women. While
some critics will point out the caricatures of women that serve as characters in the novel, others,
such as Arthur Paul Patterson1, argue that the female characters counter the men as equally
flawed characters each separated by relational holding patterns caused by these flaws that lead to
their mutual destruction. This relational viewpoint can easily be attributed to the way Shelley
herself saw the society in which she lived, in which women were not empowered in the same way
as men and which she did not agree with.
In years since the first publication of Frankenstein, literary criticisms of the work have
branched away from these original themes dealing with basic critical theories. While the various
mimetic, expressive, rhetorical and formal theories apply, in part or in whole to any criticism of a
work, modern theory has expanded, either because these basic principles had already been
covered in years past, or because it was felt by some that more could be read into a text if it was
analyzed in a new light. While denounced by many as gruesome or bizarre in its day, the basic
themes of the novel were not, as Prof. Colleen Devlin2 states, plucked out of thin air. The idea of
reanimating corpses was a subject of scientific study at the time. What some attributed to a
diseased mind was in fact an "indictment of the hubris of modern science." In this way, it can be
seen that early expressive criticisms of what the author brought to the work had missed the mark,
as had rhetorical criticisms of the morality being imparted to readers, since it does seem clear that
Shelley had been speaking against the monstrous acts displayed in her tale, and the presumptive
nature of men like Victor Frankenstein, who thought to dabble in the realm of gods.
From 1818 to the present, many methods and underlying principles of criticism have
remained the same. While every Period seems to have its predominant theory, each one will be
linked in some way to one or more other theories, for in any analysis, aspects of the rhetorical
often will encompass expressive theories or mimetic, and formal theories are very nearly integral
as well. How these critical theories are applied differs over the course of time as critical theory
expands and new perspectives are borne. The rise of psychoanalytic, feminist and other theories
certainly shaped how later critics read the text of Shelley's work.
Critics of the present day have been able to form more in-depth analyses of the text that
go beyond the very basic analyses of those from the time of Frankenstein's publication, due to the
more widely available information about the life of author, Mary Shelley, as well as more insight
into varying theories and how they can all be applied to a given work. Moreover, the significant
presence of the science fiction genre in today's literature and a wider range of experimentation
within novels has left today's critics in a position to be less shocked and offended by a novel,
thereby allowing them to give a more impartial critical assessment of a work than was the case
when Frankenstein was first published while going beyond the limits of preliminary formal,
expressive, mimetic and rhetorical theories.
