Alliance system prior to World War 1

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ALLIANCE POLITICS

Introduction

The period prior to the World War I was one of the most tenuous periods of international relations, starting from the unification of Germany to the outbreak of World War I. The period saw some of the most prolific exercises of Realpolitik, in which alliances were made and broken almost overnight. The alliances forged were security guarantors, but, they were also offensive and aggressive in nature. In the truest sense of the Clausewitzian dictum ‘War is the extension of policy by other means’, the political elite and the statesmen of the Iberian Peninsula were flexing their political muscle in preparation for a war.

This period is also important from an analytical point of view because this period represented the last multi polar state system, in which the five most powerful states in the world at the time vied for strategic control, through alliances and counter alliances. Bismarck likened the setup to a chess board with five pieces on it: nobody wanted to be on the side which had two against three. Thus, this period also shows how alliances were formed, managed and how they fared in a multiple state system, which is starkly different from the bipolar and uni-polar state systems.

The scope of this paper would be as follows:

  1. Theoretical Framework of Alliance Politics in a multipolar state system.
  2. The Alliances in Europe prior to World War I
  3. German Alliance Formation
  1. The Dreikaiserbund
  2. Dual Alliance
  3. Triple Alliance
  4. Re Insurance Treaty
  1. End of French Isolation
  1. Franco-Russian Alliance
  1. Triple Entente

The scope of the paper is structured in such a way as to furnish an analytical and theoretical tool to dissect the various alliance and ententes forged during the period. In addition, the final section would contain a brief analysis of the overall alliance management process in Pre World War I Europe. The arguments poses in this paper would revolve centrally around the following themes pertaining to alliance politics:

  • Alliances and augmentation of power
  • Alliances and the role of net advantage or security benefits over costs
  • Alliances as a mechanism for control, and management of the alliances
  • Alliances and interdependence, alliance cohesion and failure of alliances

Because the scope of the paper is designed to cover the most important alliances and treaties of the time and in doing so; avoid being cast as a discourse on European history or politics; a detailed and exhaustive analysis is not possible. However, this paper would try and highlight the most salient aspects of the various alliances and how they conform to or negate the practices of alliance politics.

  1. Theoretical Framework

Alliances are seem to be a necessary function of the balance of power operating in a multiple state system, and governed by the systematic anarchy, which increases uncertainty. Alliances are a universal component of relations between political units, irrespective of time and places, thus we see the formation and operation of alliances as far back as the times of the Greek city states when they formed the Peloponnesian and the Dalian league to counter the power of Sparta and Athens and prevent the rise of a Hegemon. Indeed, the alliance experiences of the Greek city state, the Italian city states during the time of Machiavelli and  the Great Powers of Europe prior to World War I has been used as a launching pad to explain and demonstrate the functioning of alliances, the mechanics of alliance formation, and the operation of alliances in a multi-state system.

  1. Alliance Formation in Multi-polar State Systems

Alliances are ‘formal and informal relationships of security cooperation between two or more sovereign states’, which implies a certain level of commitment and an exchange of benefits. Modelski defines Alliance as ‘military collaboration’ as contrasted to alignments which are defined as ‘all types of political cooperation. Arnold Wolfers defines alliances as ‘promise of mutual military assistance between two or more sovereign states’. 

Alliance formation is a product of the four basic systematic processes: structure, relationships, interaction and units. Because the international systematic structure is one of ‘anarchy’, alliances partake of the ‘security dilemma’ thus created; because alliance formation eliminates anarchic fear among allies (but promotes it against adversaries). Security Dilemma also pushes the alliance spiral higher, as counter alliances are formed to mutual defense against the first alliance.

Alliance formation in a multi-polar system, as that was in Europe prior to World War I, is fundamentally different from bi-polar situation. The ‘poles’ of the system are the great powers, considered as unitary actors, and not as blocs: Europe, prior to World War I contained 5 poles. In a multi-polar system, (save for certain non-structural constraints), each state is logically eligible to ally or counter ally with any other state, thus the pattern of alliances in such a system is structurally indeterminate. However, as the two super powers are the most powerful states in the bi-polar system; and because there is no third party powerful enough to threaten either one of them, there is no incentive to ally. In addition, because the fundamental threat to the super powers comes from each other, their relationship is logically competitive, thus an alliance is structurally impossible.

An alliance, in multi-polar systems, greatly reduces the uncertainty, but does not eliminate it. There is greater flexibility for states to ally, defect and realign, because of the systematic inertia. Thus, in a multi-polar system, because the structure is so fluid and dynamic, the policies are more rigid, and each state is forced to shape its interest to create greater harmonization to achieve a high degree of homogeneity with the allies. On the other hand, in a bi-polar system, because the structure enforces rigidity into the patterns of alignment, and limits the number of potential alliances, the policies can be ambiguous and vague, without a need for creating forced harmonization.

1.2 Alliances as Balancers

The formation of alliance revolves around three main schools of thoughts: (1) the balance of power theory, (2) the balance of threat theory and (3) the Utility theory. Ideological theories, which explain the role of ideology and commonality of shared perceptions also forms a basis for some alliances, which are non-structural determinants, removed from strategic and intrinsic values derived from alliances.

The balance of power theorists maintain that states enter into alliances due to power imbalances and to augment one’s own power. The actors in the multi-polar system has the overriding concern of preventing the rise of a Hegemon which can dominate the whole system, thus, in order to ensure survival, the logical move would be to countervail the threat to restore equilibrium. Anarchy compels the concept of Balance of power: competitive security towards seeking equilibrium is expected.

Anarchy, in this system, creates a need for help (arising from the possibility of a physical attack and lack of information) and concern for others, which is not borne out of altruism but from the strategic interest in preventing a concentration of more than half of the systematic power in one single state. Hence, each state joins the ‘minimal winning coalition, with total resources closest to the decision point: 50 percent of the total resources in the triad.’ These types of alliances lead to a balance of power spiral, as equilibrium has to be restored after each alignment occurs.

Even if the states in the system opt to abstain from counter-alliances or ‘free ride’, thinking that some others might neutralize the threat; which hints at the concept of security as a ‘collective good’; ultimately, a Balance of Power would have to be restored. This kind of alliance is offensive in nature, and states generally tend to ‘oppose any state (or coalition) which assumes a predominant position’.

This was the situation in Europe prior to World War I, when the Entente was formed to balance out the growing power of Germany. Initially, Great Britain abstained from alliances on Continental Europe, thinking that either France or Russia might counter the rising power of the Triple Alliance. But, when the combined power of Austria-Hungary and Germany was greater than that of the Franco-Russians, Britain restored the balance by joining the Triple Entente.

1.3 Alliances as Deterrents

The balance of threat school posits that states form alliances to balance out specific threats, such as the external aggression of a state or the formation of a counter alliance. Each state in a multi-polar state system poses a threat to the others, hence, an accumulation of power or the formation of an alliance is deemed a threat.

This is further exacerbated by the system itself. If the structure is logically indeterminate, the aggressor will be motivated to make more gains, analogous to the Domino theory, and ultimately will result in total system domination through gradual power accretion. Alliances as deterrents, in the context of weak states in the system, is to bandwagon with the source of the threat; while equal or greater powers resort to forming alliances to balance out the source of the threat. 

Alliances as deterrent may also be formed as ‘offensive’ and ‘defensive’ means to ‘cover the rear’ and neutralize the threat of states that might otherwise be tempted to attack, while the states’ resources are diverted elsewhere. Germany, under Bismarck allied with Russia during the Franco-Prussian wars to deter the threat of Austria-Hungary. Alliances which form to deter a threat have an operational life relative to the presence of the threat, as most alliances formed during war times prove.

Alliances as deterrents also serve the task of deterring the friends of the adversary from coming to their aid during times of war. Because an alliance guarantees a partner who is ready to ‘hold the ring’ while the state dispenses off the adversary, the allies of the adversary are deterred from coming to their aid. The Austro-German alliance served this purpose, because even if Germany went to war with France, no state would come to the aid of France.

Neutrality, non-aggressive pacts, and pacts of restraints also served as deterrents. Alliances are entered into to deter the threat of the use of power by the ally, with the tacit understanding that the states might be able to exert some control and leverage over the use of power by the ally, thus mitigating the effects. But, small states in such arrangements find themselves under the Suzerainty of the stronger ally, while such alliances between equal powers generate intra-alliance friction that impedes alliance cohesion. The power projection due to geographical proximity, the nature of the threat and various other considerations are reasoned out, but as a general norm, states will ally or balance out with other states with equal or lower power capabilities.

The balance of power and the balance of threat both results in the formation of alliances which serve identical as well as complementary interests. The identical interest can be to offset the growing power of a state or the deterrence of a common threat, like the threat of revolution which was a common threat in pre World War I Europe. On the other hand, an alliance may serve a complementary interest if, in spite of having no common threats, the alliance allows the parties involved to reap some other form of utility from the alliance. On a slightly different note, a state might also enter into an alliance with a (smaller) state to deny a greater power, the chance to form allies, thereby curtailing alliance formation through containment.

In short, alliances are entered into to augment one’s own insufficient power, and at the same time, hoping to direct and mitigate the use of power by the greater powers. This is particularly true in the context of Prussia when she sought alliances with Austria and Russia to control the use of power by the ‘alliance partners’. 

1.4 Alliances and Marginal Utility

The utility theorists base their arguments on the net advantages and they conclude that states join alliances to increase their utility, measured in terms of welfare, risk and security. Generally, there are three types of values or currencies in international relations and alliance politics: intrinsic, strategic or reputational. A state would only join an alliance only if they feel the net advantage of doing so is greater than the net disadvantages; or the advantages of remaining unaligned or allying with another power, and the calculation is based on all or a combination of the three values mentioned above.

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An increase in security or some other form of incentive has to be present to provide the impetus for alliance formation. Security benefits from an alliance can be generally determined from the following factors:

  1. The state’s alliance needs
  2. The degree to which the prospective allies fulfill the needs
  3. The actual terms of the alliance treaty

The economics concept of Marginal Utility is apt to describe the situation in which ‘a state would seek allies and increase alliance commitment till the last unit of allies or alliance commitment yields a marginal value equal to the marginal cost ...

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