Convergence or Divergence: An Overview of the Positions of the EU Member States.

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Convergence or Divergence: An Overview of the Positions of the EU Member States Dr Roderick Pace

The debate on the "Future of Europe" has gathered momentum. Outsiders might at first find it somewhat confusing not only because of the many ideas and proposals that are being put forward but also because of the often-vague manner in which positions have been and continue to be (perhaps deliberately) presented. Member State governments are obviously hedging their positions on the details of the reforms they would like to see eventually approved. The negotiating phase is still far away. As was to be expected, the more academically-inclined contributions have been freer and bolder in what they discussed. If Governments have tended to hold back on proposals, they have been more forthcoming on the principles that ought to guide this latest round of EU reform. This also partly explains their reluctance to engage in defining the concepts employed in this debate.

This stage of the debate on the "Future of Europe" has been aptly described as the "brain storming" phase. One hopes that at the Laeken European Summit this December, the debate will be given a more coherent structure and all the parties involved begin to approach the issues in a more detailed and concrete manner. It is important that the applicant states are participating in this debate, after all the "Future of Europe" is an issue that affects them as well whether or not they eventually join the EU. Understandably and perhaps out of realist prudence, most of these states have tended to be even more cautious than the member states in articulating clear positions. However, many ideas have been churned out and this is healthy for Europe. Despite the confusingly large number of ideas and positions, one can already detect the emergence of a few issues that will become the fulcrum of the debate in the post-Laeken phase.

One important question overshadows the debate: how much of what is being said by Europe's statesmen represents the majority views of the European Union's citizens? Are the viewpoints being presented by these statesmen a reflection of national attitudes, of the national majority or dominant view on Europe's telos, or is it their own? Is the "Future of Europe Debate" mobilising support in favour of European integration or is it widening the gap between Europe's leaders and their citizens, perhaps even between the Union and its citizens? On a positive note, preliminary indications are that so far the debate has had a positive effect in mobilising European public opinion on EU issues. One augurs that this trend intensifies in the coming months.

One of the main hurdles in the debate, which I believe ought to be overcome as quickly as possible is that many of the key concepts being employed are already becoming loaded with meanings. Concepts such as a 'federation of nation-states' 'federation' or 'subsidiarity' are often given different connotations. Do we really all mean the same thing when we use such terms or are we simply talking above each other's heads? In other words are the participants in the debate heading towards a divergence or a convergence of views on the "Future of Europe" when apparently they seem to be saying the same things? Has common ground already been reached or are they still poles apart?

Having touched on these preliminary observations, I would like now to focus more on the aim of this presentation. In the Declaration on the Future of the Union included in the Final Act of the Nice Conference of December 2000, the parameters of the debate were fixed when European leaders identified the following main issues for discussion:
1. Subsidiarity;
2. The Charter of Fundamental Rights of the European Union;
3. Simplification of the Treaties
4. The role of the national Parliaments in the European Architecture.

In ranking these issues in terms of importance, I strongly believe that subsidiarity and proportionality should be placed first. The riddle of subsidiarity can best be resolved by identifying the kind of political model the majority of European citizens want, mapping out as clearly as the task permits, the disbursement of power between the various decision-making levels at the European, the national and the sub-national. This is the most urgent task of the current debate and a majority of member states have already referred to it in their positions. In its quest of better defining subsidiarity, the debate is treading on familiar ground: what decision-making powers should be left in the exclusive competence of the Member States and what should be decided at the level of the EU. Consonant with the history of European integration, at the centre of this discussion lies the fate of the nation-state in Europe. Furthermore, a clearer definition of subsidiarity and proportionality helps resolve the other connected issues such as the power and role of the EU institutions, the balance between small and large states in the Council, the role of the European Parliament and of the national parliaments, the role of the regions as well as the vexed question of democratic legitimacy.

In the task of better defining how subsidiarity is to function in the EU, we are helped by the near universal acceptance of the endurance of the nation-state in Europe. Recall for a moment how in the heyday of neo-functionalism many analysts considered the nation-state to be an anachronism which time would shortly render obsolete. They were proved wrong and although in the current debate, there are many who still suffer from that neo-functionalist hangover, not only is the endurance of the European nation-state accepted, but it is now recognised as an essential element in the organisation of political life in Europe. Just as Europe's federal aspirations and functionalism were once fused together in the "Monnet" approach to integration, which I dare say is still useful and practical in many of its aspects, so it seems that more and more analysts and statesmen are prepared to reconcile federalism with the nation-state as epitomised by the frequently used phrase of the EU eventually developing into a 'federation of nation-states'. The European Socialists have given this discussion a fresh impetus by reference to a "new federalism" which they defined as a "Federation of States and people which some people call a 'Federation of nation-states'". They added that this "new federalism" which apparently is still to be defined better, has to be based on the maximum decentralisation of decision-making in order to give full meaning to the principle of subsidiarity." The 19th century French Anarchist, Pierre-Joseph Proudhon would have endorsed such an approach. I believe that there is more to this notion of a "Federation of Nation-states" than mere semantics. It finally lays to rest the probably unrealisable hope that a European demos (of the classical nation-state type) could be achieved in the foreseeable future and it reflects better the popular will in contemporary Europe. On another level it does not disown, but adapts the main philosophical strands of European integration, namely federalism and neo-functionalism. Finally, as has already been shown here, a discussion of a "Federation of Nation-States" is intimately connected with the need of better defining subsidiarity and proportionality, of separating the competencies of the EU and its Member States.

The other elements of the "Future of Europe Debate" are important too and the narrow focus of this presentation should not be misconstrued as an attempt to relegate them. The Charter of Fundamental Rights, the question of whether to incorporate it in the Treaties or not, the issue of what to do with the European Convention on Human Rights, the challenge of simplifying the Treaties, whether this should be done or not and how to strengthen the role of national Parliaments in EU decision-making are all very important issues. There is no doubt that others will try hard to load the agenda with other 'connected' issues and it is going to take a lot of effort to maintain the debate on track and to stick to an achievable agenda.

Given the many facets of the "Future of Europe Debate" and the rich array of ideas that have so far been proposed, I intend first to dwell on this single narrow issue, the concept of a "Federation of Nation-States" and to contrast the positions taken by the EU member states.

"A Federation of Nation-States"

The phrase "Federation of Nation-States" appears to be gaining prominence as the other often-used paradigm popularised by Victor Hugo in the 19th century and by Churchill in the previous one: the "United States of Europe". In the debate on European union, the "United States of Europe" acquired a number of denotations but hardly a single connotation. The notion of a "Federation of Nation-States" appears to be gently strolling down the same path. The coining of the phrase has been attributed to Jacques Delors (1989). It is also probable that Mrs Thatcher's reassertion of the centrality of the nation-state in Europe round about that time may have influenced Delors in trying to link the two. Delors defined a "Federation of Nation-States" in this manner:

"If I turn to the principles of federalism in a bid to find workable solutions, it is precisely because they provide all the necessary guarantees on pluralism and the efficiency of the emergent institutional machinery. Here, there are two essential rules: (1) the rule of autonomy, which preserves the identity of each member state and removes any temptation to pursue unification regardless; (2) the rule of participation which does not allow one entity to be subordinated to another, but on the contrary, promotes co-operation and synergy, on the basis of clear and well defined provisions contained in the Treaty."

He added: "There is no conspiracy against the nation-state." He has consistently adhered to this conception of Europe. In an exchange of views with the Committee on Constitutional Affairs of the European Parliament of the 18th of September 2000, Delors again made abundant reference to the concept of a "Federation of Nation-States" that could be realised after two or four years of closer co-operation. He also reiterated his other pet idea of an "avant-garde" Europe. This idea and its mutations met the support of Joschka Fisher, the German Foreign Minister, as well as Valery Giscard D'Estaing and Helmut Scmidt, although in the rest of the EU and the applicant countries it has greeted with near unanimous scepticism and at times outright condemnation. It is tempting to dwell a bit longer on this proposal since it has a number of implications for European integration, however such a discussion will deflect the focus of this presentation and I prefer therefore to let it rest for the moment.

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Although it was Delors himself who gave the initial impetus to the idea of a "Federation of Nation-States" in the current debate when he resurrected the idea in an article to Le Monde early last year, it was Germany's Foreign Minister, Joschka Fischer, speaking at Humboldt University in Berlin on May 12th 2000 who popularised it. Subsequently, Fischer beat an orderly retreat from his initial high federalist ideals leaving everyone bewildered and inquisitive as to why he started it all in the first place. At Humboldt Fischer called for the EU to make the transition from a Union of States ...

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