Next, Gulliver sets sail again and, after an attack by pirates, ends up in Laputa, where a floating island inhabited by theoreticians and academics oppresses the land below, called Balnibarbi. The scientific research undertaken in Laputa and in Balnibarbi seems totally inane and impractical, and its residents too appear wholly out of touch with reality. Taking a short side trip to Glubbdubdrib, Gulliver is able to witness the conjuring up of figures from history, such as Julius Caesar and other military leaders, whom he finds much less impressive than in books. After visiting the Luggnaggians and the Struldbrugs, the latter of which are senile immortals who prove that age does not bring wisdom, he is able to sail to Japan and from there back to England.
Finally, on his fourth journey, Gulliver sets out as captain of a ship, but after the mutiny of his crew and a long confinement in his cabin, he arrives in an unknown land. This land is populated by Houyhnhnms, rational-thinking horses who rule, and by Yahoos, brutish humanlike creatures who serve the Houyhnhnms. Gulliver sets about learning their language, and when he can speak he narrates his voyages to them and explains the constitution of England. He is treated with great courtesy and kindness by the horses and is enlightened by his many conversations with them and by his exposure to their noble culture. He wants to stay with the Houyhnhnms, but his bared body reveals to the horses that he is very much like a Yahoo, and he is banished. Gulliver is grief-stricken but agrees to leave. He fashions a canoe and makes his way to a nearby island, where he is picked up by a Portuguese ship captain who treats him well, though Gulliver cannot help now seeing the captain—and all humans—as shamefully Yahoo like. Gulliver then concludes his narrative with a claim that the lands he has visited belong by rights to England, as her colonies, even though he questions the whole idea of colonialism
Gulliver’s Travels implicitly poses the question of whether physical power or moral righteousness should be the governing factor in social life. Gulliver experiences the advantages of physical might both as one who has it, as a giant in Lilliput where he can defeat the Blefuscudian navy by virtue of his immense size, and as one who does not have it, as a miniature visitor to Brobdingnag where he is harassed by the hugeness of everything from insects to household pets. His first encounter with another society is one of entrapment, when he is physically tied down by the Lilliputians; later, in Brobdingnag, he is enslaved by a farmer. He also observes physical force used against others, as with the Houyhnhnms chaining up of the Yahoos.
But alongside the use of physical force, there are also many claims to power based on moral correctness. The whole point of the egg controversy that has set Lilliput against Blefuscu is not merely a cultural difference but, instead, a religious and moral issue related to the proper interpretation of a passage in their holy book. This difference of opinion seems to justify, in their eyes at least, the warfare it has sparked. Similarly, the use of physical force against the Yahoos is justified for the Houyhnhnms by their sense of moral superiority: they are cleaner, better behaved, and more rational. But overall, the novel tends to show that claims to rule on the basis of moral righteousness are often just as arbitrary as, and sometimes simply disguises for, simple physical subjugation.
Like many narratives about voyages to nonexistent lands, Gulliver’s Travels explores the idea of utopia—an imaginary model of the ideal community. The idea of a utopia is an ancient one, going back at least as far as the description in Plato’s Republic of a city-state governed by the wise and expressed most famously in English by Thomas More’s Utopia. Swift nods to both works in his own narrative, though his attitude toward utopia is much more skeptical, and one of the main aspects he points out about famous historical utopias is the tendency to privilege the collective group over the individual. The children of Plato’s Republic are raised communally, with no knowledge of their biological parents, in the understanding that this system enhances social fairness. Swift has the The Individual Versus Society
Lilliputians similarly raise their offspring collectively, but its results are not exactly utopian, since Lilliput is torn by conspiracies, jealousies, and backstabbing.
The Houyhnhnms also practice strict family planning, dictating that the parents of two females should exchange a child with a family of two males, so that the male-to-female ratio is perfectly maintained. Indeed, they come closer to the utopian ideal than the Lilliputians in their wisdom and rational simplicity. But there is something unsettling about the Houyhnhnms’ indistinct personalities and about how they are the only social group that Gulliver encounters who do not have proper names. Despite minor physical differences, they are all so good and rational that they are more or less interchangeable, without individual identities. In their absolute fusion with their society and lack of individuality, they are in a sense the exact opposite of Gulliver, who has hardly any sense of belonging to his native society and exists only as an individual eternally wandering the seas. Gulliver’s intense grief when forced to leave the Houyhnhnms may have something to do with his longing for union with a community in which he can lose his human identity. In any case, such a union is impossible for him, since he is not a horse, and all the other societies he visits make him feel alienated as well.
Gulliver’s Travels could in fact be described as one of the first novels of modern alienation, focusing on an individual’s repeated failures to integrate into societies to which he does not belong. England itself is not much of a homeland for Gulliver, and, with his surgeon’s business unprofitable and his father’s estate insufficient to support him, he may be right to feel alienated from it.
He never speaks fondly or nostalgically about England, and every time he returns home, he is quick to leave again. Gulliver never complains explicitly about feeling lonely, but the embittered and antisocial misanthrope we see at the end of the novel is clearly a profoundly isolated individual. Thus, if Swift’s satire mocks the excesses of communal life, it may also mock the excesses of individualism in its portrait of a miserable and lonely Gulliver talking to his horses at home in England.
The idea that humans are not meant to know everything and that all understanding has a natural limit is important in Gulliver’s Travels. Swift singles out theoretical knowledge in particular for attack: his portrait of the disagreeable and self-centered Laputans, who show blatant contempt for those who are not sunk in private theorizing, is a clear satire against those who pride themselves on knowledge above all else.
Practical knowledge is also satirized when it does not produce results, as in the academy of Balnibarbi, where the experiments for extracting sunbeams from cucumbers amount to nothing. Swift insists that there is a realm of understanding into which humans are simply not supposed to venture. Thus his depictions of rational societies, like Brobdingnag and Houyhnhnmland, emphasize not these people’s knowledge or understanding of abstract ideas but their ability to live their lives in a wise and steady way.
Swift also emphasizes the importance of self-understanding. Gulliver is initially remarkably lacking in self-reflection and self-awareness. He makes no mention of his emotions, passions, dreams, or aspirations, and he shows no interest in describing his own psychology to us. Accordingly, he may strike us as frustratingly hollow or empty, though it is likely that his personal emptiness is part of the overall meaning of the novel. By the end, he has come close to a kind of twisted self-knowledge in his deranged belief that he is a Yahoo.
While it may seem a trivial or laughable motif, the recurrent mention of excrement in Gulliver’s Travels actually has a serious philosophical significance in the narrative. It symbolizes everything that is crass and ignoble about the human body and about human existence in general, and it obstructs any attempt to view humans as wholly spiritual or mentally transcendent creatures. Since the Enlightenment culture of eighteenth-century England tended to view humans optimistically as noble souls rather than vulgar bodies, Swift’s emphasis on the common filth of life is a slap in the face of the philosophers of his day.
Thus, when Gulliver finds himself up to his waist in cow dung in Lilliput, or when Brobdingnagian flies defecate on his meals, or when the scientist in Lagado works to transform excrement back into food, we are reminded how very little human reason has to do with everyday existence.
Swift suggests that the human condition in general is dirtier and lowlier than we might like to believe it is. The Houyhnhnms represent an ideal of rational existence, a life governed by sense and moderation of which philosophers since Plato have long dreamed. Indeed, there are echoes of Plato’s Republic in the Houyhnhnms’ rejection of light entertainment and vain displays of luxury, their appeal to reason rather than any holy writings as the criterion for proper action, and their communal approach to family planning. As in Plato’s ideal community, the Houyhnhnms have no need to lie nor any word for lying. They do not use force but only strong exhortation. Their subjugation of the Yahoos appears more necessary than cruel and perhaps the best way to deal with an unfortunate blot on their otherwise ideal society. In these ways and others, the Houyhnhnms seem like model citizens, and Gulliver’s intense grief when he is forced to leave them suggests that they have made an impact on him greater than that of any other society he has visited. His derangement on Don Pedro’s ship, in which he snubs the generous man as a Yahoo-like creature, implies that he strongly identifies with the Houyhnhnms.
But we may be less ready than Gulliver to take the Houyhnhnms as ideals of human existence. They have no names in the narrative nor any need for names, since they are virtually interchangeable, with little individual identity. Their lives seem harmonious and happy, although quite lacking in vigor, challenge, and excitement. Indeed, this apparent ease may be why Swift chooses to make them horses rather than human types like every other group in the novel. He may be hinting, to those more insightful than Gulliver, that the Houyhnhnms should not be considered human ideals at all. In any case, they symbolize a standard of rational existence to be either espoused or rejected by both Gulliver and us.
References:
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Berkwick, Donald M. The Reputation of Jonathan Swift, 1781-1882. Diss., 1941. New York: Haskell, 1965.
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Tobin, James E., and Louis A. Landa. Jonathan Swift: A List of Critical Studies Published from 1895 to 1945. New York: Cosmopolitan Science and Art, 1945
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Nuttall, A. D. "Gulliver among the Horses." Yearbook of English Studies 18, 1988
4. LaCasce, Steward. "Gulliver's Fourth Voyage: A New Look at the Critical Debate."
Satire News 8.1, 1970
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Sena, John. "Swift, the Yahoos, and `The English Malady.'" Papers on Language and
Literature 7, 1971
6. Clubb, Merrell D. "The Criticism of Gulliver's `Voyage to the Houyhnhnms,'1726-
1914." Stanford Studies in Language and Literature Ed. Hardin Craig. Palo Alto:
Stanford, 1941
AN-376.46
To: Takács Ferenc
From: Batmunkh Temulun
A literary analysis of Jonathan Swifts “Gulliver’s Travels”
2005.05.12